DISCLOSURE
Our clients and counterparties may wish to refer to the following disclosures which address various regulatory matters:
News and Notifications
In this section, our customers can find news, notifications and warnings issued by DCMD.
July 2023
Warning of Fraudulent Activity, Scams, and Unauthorized Use of Daiwa Name
Disclosure
Pursuant to section 1 WpIG, DCMD is subject to WpIG since 26 June 2021. According to section 2 para. 1, section 2 para. 2 and section 2 para. 17 WpIG, DCMD qualifies as a medium-sized investment firm and thus has compiled a Disclosure document in line with the requirements of article 46 IFR and section 54 WpIG.
Quality of Execution RTS 28
These reports have been prepared by Daiwa Capital Market Deutschland GmbH (DCMD) for the purposes of meeting DCMD’s regulatory obligations under Commission Delegated Regulation (EU) 2017/576 (“MiFID II”).
2023
Best Execution RTS 28 (Top 5 venues and quality of Execution) Best Efforts report
2022
Best Execution RTS 28 (Top 5 venues and quality of Execution) Best Efforts report
2021
Best Execution RTS 28 (Top 5 venues and quality of Execution) Best Efforts report
2020
Best Execution RTS 28 (Top 5 venues and quality of Execution) Best Efforts report
2019
Best Execution RTS 28 (Top 5 venues and quality of Execution) Best Efforts report
Best Execution RTS 27
Below is information relating to the ‘Quality of Execution’ Obligations as laid out under RTS 27 of under MiFID II. Please select the Quarter/Year you are interested in and download the respective QoE report. Note, it is provided in XLSX format.
Quarter 4, 2020:
Quarter 3, 2020:
Quarter 2, 2020:
Quarter 1, 2020:
Quarter 4, 2019:
Quarter 3, 2019:
Quarter 2, 2019:
Quarter 1, 2019: